How to build a New Product and Service Risk Analyst
An AI-powered compliance review system that analyzes new product RFCs against AML guidelines and adverse media, then generates comprehensive compliance reports automatically saved to SharePoint.
Challenge
Compliance officers spend countless hours manually reviewing new product RFCs for AML risks, researching adverse media, and drafting comprehensive compliance reports—a process that is time-consuming, error-prone, and delays product launches.
Industry
Legal
Department
Finance
Integrations
Anthropic
SharePoint
Launching new financial products requires rigorous compliance review—a process that traditionally takes days of manual analysis by compliance officers. This intelligent workflow transforms that process into an automated, thorough, and consistent review system.
How It Works:
Document Upload: Users upload a Request for Comments (RFC) document for a new product feature through the Files input node.
Parallel Analysis: The system simultaneously performs two critical analyses:
AML Risk Assessment: An AI analyst reviews the RFC against internal AML guidelines stored in a knowledge base, identifying potential anti-money laundering risks, KYC gaps, and regulatory considerations.
Adverse Media Research: A second AI agent searches the web for relevant adverse media, regulatory actions, and industry incidents related to similar products or services.
Comprehensive Report Generation: A senior compliance AI synthesizes both analyses along with the original RFC to produce a detailed compliance report. This report includes an introduction, SWOT analysis, identified threats, recommended fixes, and a concluding summary—all formatted for immediate use by analysts and engineers.
Automated Document Delivery: The final compliance report is automatically saved as a Word document to SharePoint, ready for distribution and review by stakeholders.
Key Benefits:
Reduces compliance review time from days to minutes
Ensures consistent, thorough analysis across all product reviews
Combines internal policy knowledge with real-time external research
Produces audit-ready documentation automatically
Enables faster time-to-market for compliant products
This workflow is ideal for digital banks, fintech companies, and financial institutions looking to accelerate their product development cycle while maintaining rigorous compliance standards.
